More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes after Vanguard made changes to retirement funds.
Attorney General Anthony G. Brown announced today that the Office’s Securities Division, along with a task force of state ...
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...
The SEC claims Vanguard made misleading statements about capital gains distributions and tax consequences to retail investors ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
(Reuters) -Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds ...
Marmo Financial Group LLC increased its stake in shares of Vanguard Total Bond Market ETF (NASDAQ:BND – Free Report) by 12.2% in the 4th quarter, according to its most recent disclosure with the ...
The Tennessee Department of Commerce & Insurance’s Securities Division announced on Friday that it joined a task force of state securities regulators and the United States Securities and ...
Sonora Investment Management Group LLC acquired a new position in shares of Vanguard Value ETF (NYSEARCA:VTV – Free Report) in the fourth quarter, according to its most recent disclosure with the ...
Geneos Wealth Management Inc. raised its position in shares of Vanguard Long-Term Treasury Index ETF (NASDAQ:VGLT – Free Report) by 50.9% in the 4th quarter, according to the company in its most ...
Avior Wealth Management LLC lessened its holdings in shares of Vanguard ESG US Stock ETF (BATS:ESGV – Free Report) by 31.2% ...
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences ...