U.S. Securities and Exchange Commission The Vanguard Group

Vanguard, SEC

Vanguard to Pay $106 Million Over Retirement Fund Violations

Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and tax consequences to retail investors who held popular target-date retirement funds in taxable accounts.

Hosted on MSN · 21h

Vanguard pays $106 million to settle SEC charges

This change led to significant redemptions as Vanguard customers moved from other target date funds into the institutional versions. The SEC asserted that Vanguard failed to prope

NBC News · 3d

Vanguard fined more than $100 million by SEC over violations involving target date retirement funds

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds.

State AG, SEC reach $106M settlement from investment adviser Vanguard Group

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

3don MSN

Vanguard Group to pay US$106-million in SEC accord after saddling investors with big tax bills

The settlement stemmed from Vanguard’s December 2020 decision to reduce the minimum investment in lower-cost fund classes ...

3don MSN

Vanguard settles SEC charges over misleading statements for $106.41 million

The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC ...

Vanguard Settles With SEC Over Surprise Capital-Gains Taxes

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

Merit Financial Group LLC Invests $1.87 Million in Vanguard U.S. Momentum Factor ETF (BATS:VFMO)

Merit Financial Group LLC acquired a new stake in Vanguard U.S. Momentum Factor ETF (BATS:VFMO – Free Report) in the fourth quarter, according to the company in its most recent Form 13F filing with ...

Hoodline1d

New York AG Letitia James and SEC Secure $106 Million from Vanguard for Failing to Notify Investors About Tax Impacts

New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.

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