When a company is looking to raise third-party capital, it will frequently sell equity in the form of securities issued by the company.  The U.S.

For companies seeking to raise capital without the complexities and costs of a public offering, Regulation D under the Securities Act provides a valuable exemption from SEC registration. This allows ...

Federal Securities Lawyer and Founding Attorney of Oberheiden P.C., Dr. Nick Oberheiden, answers FAQs about private placements under Regulation D. In the U.S., companies generally must register ...

As interest rates rise and credit markets tighten, small businesses and accredited investors are looking for alternatives to traditional bank loans. Two regulatory frameworks—Regulation A+ and ...

The Securities and Exchange Commission’s regulatory agenda during the current leadership has changed little since it was first revealed in 2021. One item that has been near the top of the list is Reg ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

CHARLOTTE, N.C.--(BUSINESS WIRE)--ENZO Group, Inc., a holding company that intends to build a portfolio across the food, beverage and entertainment industries, is excited to announce that it is ...