Newly sworn-in President Donald Trump has tapped Mark Uyeda, a Republican member of the U.S. Securities and Exchange ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

Republican Caroline Pham, named acting chair on Monday of the U.S. Commodity Futures Trading Commission by newly installed ...

The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

The Security and Exchange Commission (SEC) filed a lawsuit against Elon Musk, owner of social media giant X (formerly known ...

Hindenburg Research denies SEC investigation amid allegations of collusion with hedge funds in preparing bearish reports.

Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm ...

In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...

(Reuters) - Celsius Holdings, the fitness beverage company, will pay a $3 million civil fine to resolve charges it accounted ...

A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...

Nasdaq and Canary Capital Group submitted new filings to the US Securities and Exchange Commission this week that are key to ...

Israel-based retail trading firm eToro is reportedly spurning the London Stock Exchange in hopes of chasing a US initial ...